Strategic and technological consulting for Management Companies and ALyC
Global Grid Consulting assists Mutual Fund Management Companies and Clearing and Settlement Agents in the design, transformation and optimization of their operational, regulatory and technological models.
We combine capital market expertise, in-depth knowledge of the CNV regulatory framework, and a comprehensive view of business and technology to build CNV-ready, scalable, and sustainable organizations aligned with market best practices.
Comprehensive assessment of FCI and ALyC Managers
A comprehensive diagnosis of the SG-ALyC ecosystem, identifying critical processes, operational flows, systems and integrations, and evaluating the degree of regulatory compliance (CNV, RI, RI-OC). The assessment identifies risks, gaps, opportunities for improvement and quick wins, and defines a prioritized roadmap.
Regulatory design and CNV-ready operating model
Definition and strengthening of the organization's regulatory and operational model, aligning it with CNV requirements and market best practices. This includes the design or review of internal regulations and internal regulations for management and asset management, defining corporate governance, segregation of duties, roles, responsibilities, and internal controls, as well as preparing for regulatory audits and inspections. The work is tailored to the maturity and complexity level of each entity.
Technological architecture for Mutual Funds and ALyC
Design and evaluation of the technological architecture that supports the end-to-end operation of asset managers and brokerage firms, including core fund management systems, trading systems, back office, settlement and reconciliation, and integrations with markets, custodians, and regulatory bodies. The service includes information security, traceability, and operational continuity, and can be implemented independently or integrated into a larger transformation process.
Process optimization, equipment and reporting
Comprehensive improvement of critical processes with a focus on efficiency, control, and scalability. The service includes SG-ALyC process reengineering, definition of roles, profiles, and RACI matrices, automation of controls and regulatory reporting, and team training. It is geared toward both growing organizations and entities seeking to strengthen their operating and internal control model.
Implementation, testing, and controlled go-live
Execution of the defined model, ensuring an orderly and controlled production launch. This includes the implementation of processes and solutions, operational, regulatory, and continuity testing, simulation of critical scenarios, and a phased and monitored go-live. Global Grid acts as an independent advisor, working alongside the client's internal teams and technology providers.
Operational support and continuous improvement
Contact us
We are ready to help you transform your business.
+ 54 9 11 3345 2164
info@globalgridconsulting.com